SQL++ Auditing

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    SQL++-related activities can be audited, by Couchbase Capella.

    Understanding SQL++ Auditing

    This section provides specific information on Couchbase Capella auditing as it relates to SQL++. For a general description of auditing with Couchbase Capella, see Audit Events.

    Couchbase Capella provides auditing for SQL++-related activities such as the following:

    • Authenticating

    • Starting and stopping the Query Service

    • Editing Query Service settings

    • Executing SQL++ statements

    SQL++-related activities are logged whether they are executed by a person or by an application running on behalf of a person. Auditing occurs at the level of requests, rather than of operations. Thus, when a request arrives with a SELECT query, only the SELECT query itself is logged: the associated subsidiary operations performed by the Data and Index Services are not logged.

    Auditing causes a reduction in SQL++ query-performance. This is in the range of 9% to 17% of queries performed per second: the exact reduction depends on query-size, and on the amount of auditing that has been enabled. Large queries and minimal auditing cause less performance-reduction.

    You can configure auditing by means of the Management REST API: see Manage Audits. You can audit Query and Index service events that are issued through the Query tab, the cbq shell, and the SDK.

    Audit Log Format

    The audit records are written in JSON format to match the format used for Admin Auditing to allow easy integration with downstream auditing tools for audit log analysis. The syslog format will allow for integration with third party SIEM tools, such as QRadar.

    Table 1. Required auditing fields for executed statements
    Field Description Example

    timestamp

    Exact date and time of the access event in UTC format.

    2018-02-09T14:52:35.163-08:00

    real_userid

    Source/User from basic authentication fields of request.

    "source":"local",

    "user":"Administrator"

    requestId

    UUID of request, generated by the SQL++ server.

    aee53bf0-d009-4015-8a1d-efec74f2cd74

    statement

    The actual SQL++ query that was executed.

    SELECT * FROM `travel-sample`

    isAdHoc

    TRUE for statements made directly.

    FALSE for prepared statements.

    TRUE

    userAgent

    To identify the type of user by a combination of the User-Agent and CB-User-Agent headers in one of the following formats:

    1. Query tab

    2. cbq shell

    3. SDK

    1. Mozilla/5.0 (Macintosh; Intel Mac OS X 10_10_5) AppleWebKit/537.36 (KHTML, like Gecko) Chrome/61.0.3163.100 Safari/537.36 (Couchbase Query Workbench (5.1.0-1434-enterprise))

    2. Go-http-client/1.1 (CBQ/2.0)

    3. couchbase-java-client/2.5.2 (git: 2.5.2, core: 1.5.2) (Mac OS X/10.11.6 x86_64; Java HotSpot(TM) 64-Bit Server VM 1.8.0_101-b13)

    node

    Assigned name (IP address) of the server where the request ran.

    <redacted>

    status

    Status of the request, as success or failed or stopped.

    success

    metrics

    The elapsed time (ms), execution time (ms), result count, and result size (MB).

    "elapsedTime":"7.599684ms",

    "executionTime":"7.507755ms",

    "resultCount":0,

    "resultSize":0

    id

    Number for the audit event type.

    28672

    name

    The SQL++ command or REST API request type.

    SELECT

    description

    Description of the event type.

    A SQL++ SELECT statement was executed

    Table 2. Optional auditing fields for statements
    Field Description Example

    namedArgs

    Names and values of name arguments.

    $val and $user

    positionalArgs

    Array of values of positional arguments.

    $1 and ?

    clientContextId

    Captured from the client_context_id parameter of the SQL++ query.

    May be used to distinguish between user-generated queries and UI-generated queries from the Query tab.

    UI-generated queries have the prefix INTERNAL- in this field.

    The client context ID has no security guarantees. The parameter can be set by any user in any request and is not verified in the server, so it should not be relied upon for security purposes.

    Examples

    To reduce disk usage and improve performance, the log files are as compact as possible.

    To make the log entry easier-to-read, use a formatting utility such as jq.

    Example 1.

    Execute SELECT * FROM orders.

    {
      "timestamp": "2018-02-09T14:52:35.163-08:00",
      "real_userid": {
        "source": "local",
        "user": "Administrator"
      },
      "requestId": "aee53bf0-d009-4015-8a1d-efec74f2cd74",
      "statement": "SELECT * FROM orders",
      "isAdHoc": true,
      "userAgent": "curl/7.43.0",
      "node": "local_node",
      "status": "success",
      "metrics": {
        "elapsedTime": "7.599684ms",
        "executionTime": "7.507755ms",
        "resultCount": 0,
        "resultSize": 0
      },
      "id": 28672,
      "name": "SELECT statement",
      "description": "A N1QL SELECT statement was executed"
    }
    Example 2.

    Execute DELETE FROM orders WHERE priority = 6.

    {
      "timestamp": "2018-02-09T14:52:55.786-08:00",
      "real_userid": {
        "source": "local",
        "user": "Administrator"
      },
      "requestId": "ded68ae3-d964-4d87-b1c2-70cf72041c6b",
      "statement": "DELETE FROM orders WHERE priority = 6",
      "isAdHoc": true,
      "userAgent": "curl/7.43.0",
      "node": "local_node",
      "status": "success",
      "metrics": {
        "elapsedTime": "8.884558ms",
        "executionTime": "8.853976ms",
        "resultCount": 0,
        "resultSize": 0
      },
      "id": 28678,
      "name": "DELETE statement",
      "description": "A N1QL DELETE statement was executed"
    }

    Audit Rotation

    The auditing Rotation parameters can be only one of the following:

    Audit Log Rotation Type Examples

    Time-based (days)

    7 (for weekly); 30 (for monthly).

    Size-based (MB)

    10 (for 10 MB); 10000 (for 10 GB).

    Audit Failure Semantics

    When the audit target fails, the auditing system can be set to one of the following:

    Failure Response Type Description

    Ignore

    Continue the action without firing an audit record.

    Block

    Cancel the operation.

    Log Reuse

    This option is for out-of-space failures:

    • Time-Based: Limit audit logs to the specified number of recent days.

    • Size-Based: Limit audit log size to the specified number of megabytes.

    If an audit record attempt fails in the query engine, an error message will be printed to the query.log file.

    Audit Trail Protection

    To prevent unauthorized modification of the audit service configuration, the auditing system restricts access to configuring only to Full and Local User Security Administrators.

    Audit records are immutable since the auditing system prevents changes of audit event records once written.

    Once archived, audit data is deleted from Capella, and the file space is recovered.

    Audit Event Types

    Below is the list of all events that are captured in the audit logs.

    1. System clock modifications, as captured in the operating system audit log

    2. Disabling auditing

    3. Enabling auditing, with audit settings written

    4. Login, both success and failure

    5. Logout, both success and failure

    6. Data access operations — see Query and Index Service Events in the Server documentation

    7. Audit archive

    8. System backup

    9. Data service:

      1. Read

      2. Write

      3. DCP-Read

      4. DCP-Write

    10. Search service:

      1. FTS-Read

    11. Analytics audit events